Wealth Management Client Services Associate Candidates Sample Search Report

98%

B D

Brokerage Consultant at Fidelity Investments

Salt Lake City, Utah, United States 15 years 3 months

This candidate is an excellent fit, having spent their entire recent career in consultant and relationship management roles at Fidelity Investments, which strongly aligns with wealth management support and the financial services industry, possessing deep relevant tenure. Brokerage Consultant/Relationship Manager at Fidelity Investments (over 12 years total). Excellent.

LinkedIn Email Phone

Work Experience

Fidelity Investments

Brokerage Consultant · 9 years 7 months

Fidelity Investments

Retirement Relationship Manager · 1 year 10 months

Fidelity Investments

Financial Representative · 11 months

Fidelity Investments

Retirement Solutions Representative · 2 years

+ 2 more positions

Qualification Criteria 5 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

brokerage retirement

95%

C F

Partner, Forbes Private Wealth | Financial Advisor, Raymond James Financial Services

Draper, Utah, United States 15 years 9 months

This individual is directly affiliated with Raymond James and focuses explicitly on comprehensive wealth management, though the title isn't 'Associate'. Forbes Private Wealth Partner/Advisor at Raymond James Financial Services → 15+ years in industry. Excellent.

LinkedIn Email Phone

Work Experience

D.A. Davidson Companies

Intern/Financial Advisor Assistant · 1 year 3 months

Salt Lake Bees

Group Sales Manager · 2 years 4 months

Raymond James

Partner, Forbes Private Wealth | Financial Advisor, Raymond James Financial Services · 7 months

Larry H Miller Sports & Entertainment

Ticket Sales Account Executive · 3 years 5 months

+ 1 more positions

Qualification Criteria 5 met

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

attorneys accountants management securities finra sales rentals fundraising wealth management financial services investment advisory best practices +3 more

95%

M**** T*

Assistant to Scott Smith Financial Advisor

Layton, Utah, United States 6 years 10 months

Excellent fit with direct Raymond James experience and relevant roles in financial services supporting advisors, although the current title isn't 'Client Services Associate'. Financial Advisor at Raymond James → Workplace Planning Associate at Fidelity, 6.8 years experience. Excellent.

LinkedIn Email Phone

Work Experience

Raymond James

Financial Advisor · 1 year 5 months

Primary Residential Mortgage

Government Insuring Specialist · 3 years 2 months

Utah Independent Mortgage Corp

Pre-approval Specialist/Mortgage Loan Originator · 1 year 2 months

Ogden Regional Medical Center

Anesthesia Technician · 1 year 4 months

+ 2 more positions

Qualification Criteria 5 met

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

financial services investment advisory social media loan origination time management securities finra government mortgage anesthesia multitasking running +8 more

90%

T F

Assistant Vice President, Merrill FSA

South Jordan, Utah, United States 11 years 4 months

Directly listed experience as Assistant Vice President at Merrill Lynch (a major competitor/peer firm) and holding Series 7 demonstrates high relevance to wealth management support. Merrill Lynch (AVP) → Fidelity Investments (various roles). Excellent.

LinkedIn Email Phone

Work Experience

Fidelity Investments

Investment solutions rep

Fidelity Investments

Client Relationship Specialist · 9 months

Verizon Wireless

Sales Representative · 4 years

Lendio

Inside sales · 1 month

+ 4 more positions

Qualification Criteria 5 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

licensing director retirement sales funding series 7 inside sales

90%

L E

Client Services Manager at Fortress Asset Management

Salt Lake City, Utah, United States 25 years 8 months

This candidate is a very strong fit with substantial experience as a Senior Registered Client Service Associate in investment management, including prior roles at Merrill Lynch and Morgan Stanley, and is currently local. Client Services Manager → various service/advisor support roles (Merrill Lynch, Morgan Stanley), 25+ years experience, local to SLC. Strong.

LinkedIn Email Phone

Work Experience

Morgan Stanley

Registered Client Service Associate · 6 years 8 months

Merrill Lynch

Resident Director's Assistant · 8 years 1 month

Fortress Asset Management

Client Services Manager · 7 years 8 months

Dynamic Wealth Advisors

Client Services Manager · 7 years 9 months

+ 1 more positions

Qualification Criteria 5 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

client service investment management portfolio management investment advisory financial planning securities regulation client services management planning securities finance director

90%

L J**

Financial Advisor at Raymond James

Draper, Utah, United States 22 years 5 months

Exceptional match: currently a Financial Advisor at Raymond James with 21 years there, explicitly mentioning wealth management experience. BYU Economics degree. Excellent.

LinkedIn Email Phone

Work Experience

Raymond James Financial Services, Inc. Member FINRA/SIPC

Financial Advisor · 21 years 5 months

Brigham Young University - MTC

Teacher · 1 year 1 month

Qualification Criteria 5 met

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

risk integrity management p less wealth management investment advisory financial services social media

85%

L P

Financial Advisor at Wells Fargo Advisors

Salt Lake City, Utah, United States 6 years 11 months

This individual is currently a Financial Advisor with significant experience serving wealth management clients, aligning well despite not explicitly listing CSA or RJ. Wells Fargo Advisors Financial Advisor for almost 7 years; prior investment experience not detailed. Strong.

LinkedIn Email Phone

Work Experience

Fidelity Investments

Workplace Planning Consultant · 2 years 5 months

Fidelity Investments

Customer Relationship Advocate · 7 months

Fidelity Investments

Investment Management Consultant · 1 year 7 months

Fidelity Investments

Investment Management Consultant I · 7 months

+ 1 more positions

Qualification Criteria 4 met, 2 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

federal government investment management trusts retirement ut va insurance government llc planning management

85%

B** C*

Series 7 and Series 66 registered representative

Sandy, Utah, United States 10 years 5 months

Excellent experience in client service roles at major investment/brokerage firms (Fidelity, Morgan Stanley, E*TRADE) and holds essential licenses (S7/S66), strongly indicating wealth management support fit, though no RJ specified. Registered Client Service Associate (Morgan Stanley) → HNW Service Rep (Fidelity). Strong.

LinkedIn Email Phone

Work Experience

E*TRADE

Senior Financial Services Representative · 1 year 8 months

Fidelity Investments

High Net Worth Service Representative

Wells Fargo

Business online banker · 11 months

Morgan Stanley

Registered Client Service Associate · 1 year 1 month

Qualification Criteria 5 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

financial services client service

85%

S B

Small Business Owner, Financial Professional

South Jordan, Utah, United States 22 years 10 months

This individual has extensive experience within Raymond James and related financial roles, although the primary title isn't explicitly Client Services Associate. Ex-RJ Registered Rep (2y 9m) → RJ Financial Svcs Adv. → Various business owner roles covering financial/wealth advisory (20+ years total). Strong.

LinkedIn Email Phone

Work Experience

Raymond James

Investment Advisory Representative · 1 year

Acquire Wealth Collective

Business Owner · 5 years 6 months

Global Financial Advisors, LLC

Business Owner · 14 years 9 months

Acquire Tax Credits LLC

Business Owner · 4 years 10 months

+ 4 more positions

Qualification Criteria 5 met

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

financial services investment advisory securities finra investments planning llc insurance

85%

C C

Service Associate at Morgan Stanley Wealth Management

Salt Lake City, Utah, United States 21 years 4 months

Strong fit with 21 years as a Service Associate at a major wealth management firm, though the specific title differs slightly from Client Services Associate. Service Associate at Morgan Stanley for 21+ years, Math degree. Strong.

LinkedIn Email Phone

Work Experience

Morgan Stanley

Branch Service Associate · 21 years 4 months

Qualification Criteria 4 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

85%

M M

Senior Team Leader, SSG at Fidelity Investments

Woods Cross, Utah, United States 18 years 4 months

Strong background in financial services and client support at Fidelity, demonstrating significant industry tenure, though Raymond James is missing. Career: Fidelity Retirement Planner (9 mo) → Team Leader (1.3 yrs) → Senior Team Leader managing resolution for clients, 15+ years in industry. Strong.

LinkedIn Email Phone

Work Experience

Fidelity Investments

Team Leader, Client Services · 1 year 4 months

Fidelity Investments

Branch Pod/Case Manager · 7 years 1 month

Fidelity Investments

HNW Associate/Premium PCG · 6 years 2 months

Fidelity Investments

Financial Service Associate · 2 years 2 months

+ 3 more positions

Qualification Criteria 4 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

financial services series 7 client services client service customer service investments coaching mentoring sales retirement registration piloting

85%

M S

Associate Advisor at Private Advisory Group

Draper, Utah, United States 9 years 7 months

Excellent fit due to current title (Associate Advisor) and strong background in investment services/financial services, although Raymond James experience is missing. Ex-Mountain America CU → Mountain America Investment Services → Private Advisory Group, 9+ years experience. Strong.

LinkedIn Email Phone

Work Experience

Mountain America Investment Services

Wealth Advisor · 1 year 7 months

Mountain America Credit Union

Financial Service Representative · 3 years 9 months

Private Advisory Group

Associate Advisor · 4 years 6 months

Qualification Criteria 4 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

85%

R* J**

Client Service Associate at Williams

West Valley City, Utah, United States 16 years 10 months

This candidate holds the exact target title of Client Service Associate and has substantial experience in finance/analyst roles, making them a strong fit despite lacking the specific Raymond James requirement. Keller Williams CSA → Financial Analyst (3yr) → Finance Manager (4yr). Strong.

LinkedIn Email Phone

Work Experience

International Visa Passport Service Corp.

Financial Analyst · 3 years

CST BRANDS HOLDINGS LLC

Finance Manager · 4 years

Keller Williams Realty, Inc.

Senior Client Service Associate

Qualification Criteria 4 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

finance client service

85%

B** W*

Senior Client Relationship Manager at EP Wealth Advisors

Salt Lake City, Utah, United States 34 years 1 month

This candidate has significant direct experience in Wealth Management support, dealing with HNW clients, fulfilling the core functional requirement and tenure, though the employer is not Raymond James. EP Wealth Advisors → The Insight Group. Strong.

LinkedIn Email Phone

Work Experience

First Security Bank of Utah

Foreclosure Specialist · 6 years 7 months

EP Wealth Advisors

Senior Client Relationship Manager · 8 months

Jordan School District

Administrative Assistant to Assistant Superintendent · 2 years 1 month

Washington County School District

Administrative Assistant to Assistant Superintendent · 3 years 4 months

+ 5 more positions

Qualification Criteria 4 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

human resource management administration responsible operation instruction education less purchase design mortgage newspaper hr +8 more

85%

P* R*

Wealth Management Service Specialist at Fidelity Investments

Salt Lake City, Utah, United States 23 years 7 months

This candidate has significant experience supporting wealth management functions at established firms, directly matching the functional requirement even without the specific title or firm name. Wealth Management Specialist II at Fidelity Investments → Business Development Consultant at AssetMark (2 yrs 9 mos) → Sales Consultant at AssetMark (1 yr 4 mos). Strong.

LinkedIn Email Phone

Work Experience

Fidelity Investments

Wealth Management Service Specialist II

AssetMark

Business Development Consultant · 2 years 9 months

Genworth Financial Wealth Management

Senior Sales Consultant · 2 years 11 months

Fidelity Investments

Wealth Management Specialist I

+ 6 more positions

Qualification Criteria 4 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

wealth management business development best practices written communication financial planners mutual funds management funding sales education director

85%

A F

Retirement Specialist at Morgan Stanley

West Valley City, Utah, United States 7 years 1 month

Excellent alignment: current role is Retirement Specialist at Morgan Stanley, which is functionally very close to Wealth Management support, and includes prior large firm experience (Goldman Sachs). Career: Foursight Relations (2 yrs) → Goldman Sachs Payment Spec (1 yr) → Morgan Stanley Retirement Spec (Current). Strong.

LinkedIn Email Phone

Work Experience

Goldman Sachs

Payment Specialist · 1 year 1 month

Foursight Capital LLC

Account Manager · 2 years 1 month

Morgan Stanley

Retirement Specialist

Foursight Capital LLC

Customer Relations Specialist · 1 year 9 months

Qualification Criteria 5 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

retirement risk compliance legal treasury technology reports management collections responsible insurance claims +7 more

85%

E L

Financial Advisor & Insurance Agent

Farmington, Utah, United States 6 years 3 months

Strong match in the wealth management space with significant experience, though the specific title 'Client Services Associate' is missing. Simple Strategies Financial Planning (5 yrs) → Promontory Financial Planning/Finance (2+ yrs). Strong.

LinkedIn Email Phone

Work Experience

Simple Strategies Financial Planning

Investment Advisor · 2 years 10 months

Promontory Financial Planning, LLC

Investment Advisor · 2 years 9 months

ReadyWise

Project Manager · 1 year 9 months

Promontory Finance

Director of Operations · 2 years

+ 2 more positions

Qualification Criteria 4 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

long term care health insurance planning retirement medicare management security risk director operations sales +8 more

85%

L L**

Advisor Assistant

Salt Lake City, Utah, United States 18 years 4 months

This candidate has nearly a decade of direct experience as an Advisor Assistant, which is highly relevant to a Wealth Management support role, and is correctly located, but lacks specific firm experience. Whittenburg Wealth Partners (Advisor Assistant) → 18 years experience total, 9 years supporting advisors. Strong.

LinkedIn Email Phone

Work Experience

Stephen Johansen Dentistry

Office Manager · 5 years 10 months

Whittenburg Wealth Partners

Advisor Assistant · 9 years 6 months

Sterling Financial Group

Administrative Assistant · 2 years 2 months

Qualification Criteria 5 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

85%

R J

Vice President at JPMorgan Wealth Management

Salt Lake City, Utah, United States 27 years 5 months

Excellent direct background in wealth management operations and client support roles, 4+ years as Financial Advisor, and is local, though RJ experience is missing. Experience: VP Regional Support Lead (JPM) → Sr. Supervisory Manager (JPM WM) 11+ yrs → VP Inv Mgr (CHASE Inv) → FA (Wells Fargo/Merrill Lynch). Strong.

LinkedIn Email Phone

Work Experience

J.P. Morgan Wealth Management

Senior Supervisory Manager at JPMorgan Wealth Management · 10 months

J.P. Morgan

VP Regional Support Lead · 1 year 1 month

JPMorgan Wealth Management

Supervisory Manager at JPMorgan Wealth Management · 11 years 4 months

CHASE INVESTMENT SERVICES CORP.

Vice President - Investment Manager · 7 years 4 months

+ 3 more positions

Qualification Criteria 5 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

wealth management management

80%

S C

Wealth Management Advisor and Benefits Specialist at The Chrisco Agency

Bountiful, Utah, United States 29 years 5 months

This candidate has direct Wealth Management Advisor experience and strong financial services background, but no specified Client Services Associate title or Raymond James background. Wealth Advisor → Benefits Specialist / CEO, 29 total years experience, 8.9 miles away. Strong.

LinkedIn Email Phone

Work Experience

The ChrisCo Agency

President/CEO · 29 years 4 months

Aflac

Owner · 29 years 4 months

The Chrisco Agency

Benefits Specialist · 29 years 4 months

Elite Hathaway

Wealth Management Advisor · 8 years 4 months

Qualification Criteria 4 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

benefits management financial services wealth management

80%

E* R**

Service Solutions Group Specialist at Fidelity Investments

Draper, Utah, United States 7 years 7 months

Strong candidate with 7+ years in high-profile brokerage/investment firm support roles (Fidelity, E*TRADE), which closely aligns with the required function, though missing RJ specifically. Career: E*TRADE Stock Plan Associate (3 yrs) → Fidelity Service Solutions Specialist (4 yrs). Strong.

LinkedIn Email Phone

Work Experience

E*TRADE

Stock Plan Service Associate · 3 years

Fidelity Investments

Servicr Solutions Group Specialist · 4 years 9 months

Qualification Criteria 5 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

80%

H B

Wealth Advisor at EP Wealth Advisors

Salt Lake City, Utah, United States 6 years 7 months

Currently working as a Wealth Advisor with Series 65, indicating deep involvement in wealth management and financial services, though not explicitly a 'Client Services Associate' role. EP Wealth Advisors (Wealth Advisor). Strong.

LinkedIn Email Phone

Work Experience

Fox Pest Control

Sales Team Manager · 3 years 6 months

EP Wealth Advisors

Wealth Advisor · 2 years 7 months

Qualification Criteria 4 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

planning sales financial planning

80%

J** E*

Associate Wealth Advisor at Olympus Wealth Management, LLC

Salt Lake City, Utah, United States 13 years 1 month

This candidate has strong wealth management experience, but the title is not Client Services Associate, and Raymond James is not mentioned. Ex-Diversify Advisor Network → Zions Wealth Advisors (LPL), 13 years experience in wealth management. Strong.

LinkedIn Email Phone

Work Experience

Olympus Wealth Management, LLC

Wealth Advisor, VP

Zions Bancorporation

Wealth Advisor, VP

Diversify, Inc.

Investment Management Intern · 4 months

Progressive Leasing

Customer Relations Manager · 3 years

+ 6 more positions

Qualification Criteria 4 met, 2 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

director planning management retirement securities finra insurance government deposits responsible spanish leadership +8 more

80%

E* C**

Senior Financial Advisor at Wells Fargo Advisors

Salt Lake City, Utah, United States 15 years 1 month

This candidate is a Senior Financial Advisor whose description strongly aligns with wealth management support, indicating high relevance, even though they aren't explicitly a CSA. Wells Fargo Advisor → Senior Advisor. Strong.

LinkedIn Email Phone

Work Experience

Capital Premium Financing

Senior Account Executive / Agency Relations · 6 years 6 months

Wells Fargo Advisors

Financial Advisor · 1 year 5 months

Wells Fargo Advisors

Senior Financial Advisor · 4 years 6 months

DishOne

Sales Representative · 1 year 4 months

Qualification Criteria 4 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

planning retirement education hiking pr sd ut va insurance government llc sales +1 more

80%

A* K**

Financial Advisor at Raymond James

Salt Lake City, Utah, United States 14 years 2 months

This finance professional has strong Raymond James and wealth management experience, though their current title is Financial Advisor rather than CSA. Ex-EY Risk Advisory → Wells Fargo Advisors → Raymond James FA (6 yrs), CFP. Strong.

LinkedIn Email Phone

Work Experience

EY

Risk Advisory · 1 year 3 months

Ernst & Young

Risk Advisory Intern · 3 months

Santa Clara University

Student Assistant, Graduate School of Business · 2 years

Raymond James

Financial Advisor · 6 years

+ 1 more positions

Qualification Criteria 5 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

management risk documentation interviews wealth management process control

80%

M* V**

External Wholesaler | Mutual Funds | SMA's | Annuities | Long Term Care

Salt Lake City, Utah, United States 32 years

This candidate has strong direct experience in wholesaling, marketing, and managing RIA transactions at Fidelity, indicating deep industry knowledge, though the title isn't CSA. Career: The Hartford → Lincoln Financial Distributors → Brighthouse Financial → Fidelity Investments. Strong.

LinkedIn Email Phone

Work Experience

Fidelity Investments

Manager · 11 years 9 months

Lincoln Financial Distributors

Regional Marketing Director · 14 years

The Hartford

Regional Marketing Director · 1 year 10 months

Brighthouse Financial

External Wholesaler SmartCare · 4 years 9 months

Qualification Criteria 3 met, 2 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

risk management processing marketing director risk management client retention

80%

B B

Financial Industry Associate focusing on connecting all aspects of clients' financial lives to help them prioritize and pursue their personal and family goals.

Midvale, Utah, United States 19 years 2 months

This candidate has substantial experience in major financial firms (Wells Fargo Advisors, E*TRADE from Morgan Stanley) supporting financial goals, hitting industry, experience, and location requirements, though seeking an associate role after senior experiences. Wells Fargo Advisors (13yr) → E*TRADE (1yr) → Fidelity (4yr). Strong.

LinkedIn Email Phone

Work Experience

Wells Fargo Advisors

Investment Resource Center Agent · 13 years 5 months

E*TRADE from Morgan Stanley

Financial Services Specialist · 1 year 1 month

RX America/ ADP

Quality Assurance Analyst · 10 months

Fidelity Investments

Sr Retirement Services Specialist · 4 years 2 months

Qualification Criteria 4 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

financial advisory team player financial services quality assurance account management reporting less assurance retirement management liquidation high net worth individuals

80%

T H

Senior Relationship Manager

Salt Lake City, Utah, United States 21 years 4 months

This person is a financial advisor/planner with extensive experience at major firms, highly relevant to wealth management support, but the titles listed (Relationship Manager, Consultant) are senior to Associate. Morgan Stanley → Fidelity (Benefits & Planning Consultant) → 21 years experience; Location: SLC. Strong.

LinkedIn Email Phone

Work Experience

Morgan Stanley

Senior Relationship Manager Executive Services

Fidelity Investments

Stock Plan Consultant · 1 year 1 month

Albertsons

Barista · 3 years 1 month

Fidelity Investments

Workplace Retirement Consultant · 3 years

+ 4 more positions

Qualification Criteria 4 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

401k finance mba retirement trading stocks maintenance operations recruiting training sales licensing +8 more

80%

J* J**

Certified Financial Planner at ARS Advisors Group

Kaysville, Utah, United States 27 years 7 months

While not a CSA role, this CFP has deep experience in financial services, compliance, and advising, offering strong transferable skills relevant to wealth management support. CFP/Advisor roles including compliance focus at Fidelity/Park Avenue/ARS for 27 years. Strong.

LinkedIn Email Phone

Work Experience

Allegis Investment Services

Certified Financial Planner · 3 years 7 months

Park Avenue Securities

Agency Compliance Officer · 4 years 9 months

Park Avenue Securities

Financial Planner · 13 years 10 months

ARS Investment Advisors, Inc.

Wealth Advisor

+ 1 more positions

Qualification Criteria 4 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Skills & Expertise

compliance supervision audit regulations management reports less external audit internal controls record keeping certified financial planner

78%

S M

Fiduciary Associate Manager at Wells Fargo

Salt Lake City, Utah, United States 9 years 3 months

This person has significant experience in wealth and fiduciary roles within financial services and is local, though the exact title wasn't a direct match. Ex-Wells Fargo (Investment Fiduciary Specialist 5 yrs) → Wealth Advisor Client Associate → Fiduciary Assoc Manager. Strong.

LinkedIn Email Phone

Work Experience

Wells Fargo

Fiduciary Manager · 10 months

Wells Fargo

Fiduciary Associate Manager · 3 years 2 months

Wells Fargo

Investment Fiduciary Specialist · 5 years

Wells Fargo

Wealth Advisor Client Associate · 7 months

Qualification Criteria 4 met, 1 not

Location

Wealth management

3+ years experience

Raymond James experience

Client Services Associate

Financial services industry

Candidate Profiles

B**** D****

Work Experience

Qualification Criteria 5 met, 1 not

Skills & Expertise

C**** F****

Work Experience

Qualification Criteria 5 met

Skills & Expertise

M**** T*

Work Experience

Qualification Criteria 5 met

Skills & Expertise

T**** F****

Work Experience

Qualification Criteria 5 met, 1 not

Skills & Expertise

L**** E****

Work Experience

Qualification Criteria 5 met, 1 not

Skills & Expertise

L** J****

Work Experience

Qualification Criteria 5 met

Skills & Expertise

L**** P****

Work Experience

Qualification Criteria 4 met, 2 not

Skills & Expertise

B**** C***

Work Experience

Qualification Criteria 5 met, 1 not

Skills & Expertise

S**** B****

Work Experience

Qualification Criteria 5 met

Skills & Expertise

C**** C****

Work Experience

Qualification Criteria 4 met, 1 not

M**** M****

Work Experience

Qualification Criteria 4 met, 1 not

Skills & Expertise

M**** S****

Work Experience

Qualification Criteria 4 met, 1 not

R*** J****

Work Experience

Qualification Criteria 4 met, 1 not

Skills & Expertise

B**** W***

Work Experience

Qualification Criteria 4 met, 1 not

Skills & Expertise

P*** R***

Work Experience

Qualification Criteria 4 met, 1 not

Skills & Expertise

A**** F****

Work Experience

Qualification Criteria 5 met, 1 not

Skills & Expertise

E**** L****

Work Experience

Qualification Criteria 4 met, 1 not

Skills & Expertise

L** L****

Work Experience

Qualification Criteria 5 met, 1 not

R**** J****

Work Experience

Qualification Criteria 5 met, 1 not

Skills & Expertise

S**** C****

Work Experience

Qualification Criteria 4 met, 1 not

Skills & Expertise

E*** R****

Work Experience

B D

C F

T F

L E

L J**

L P

B** C*

S B

C C

M M

M S

R* J**

B** W*

P* R*

A F

E L

L L**

R J

S C

E* R**

H B

J** E*

E* C**

A* K**

M* V**

B B

T H

J* J**

S M